Full Time
East Midlands, Essex, London, North of England, Northern Ireland, Reading, Scotland, South East, South West, Surrey, Sussex, Wales, West Midlands
Posted 1 year ago
Keep up-to-date with new product, technical or legislative changes within the marketplace. Comply at all times with the Compliance and Training and Competence Procedures of the company. Comply at all times with the requirements of the Financial Services and Markets Act 2000, and the FCA Principles, The Rules and the Conduct Rules.
- Gather sufficient client information and identify client needs working alongside your allocated IFA
- Analyse information gathered and undertake sufficient research to make suitable recommendations.
- Complete all supporting documentation in an accurate manner.
- Attain and maintain competent status as defined by FCA and the company.
- Maintain performance standards in accordance with those outlined in the Key Performance Indicators section of the Training and Competence procedures.
Skills and Qualifications
CII Financial Planning Diploma or equivalent preferable
Excellent verbal and written communication skills
